Compliance ManagerLondon (Remote/Hybrid)
A high-impact Compliance & Risk opportunity within a
regulated, technology-led financial services business operating in the
insurance and fintech space. Reporting to the Chief Risk Officer, this role offers broad, hands-on exposure across regulatory compliance, financial crime, operational risk, and governance within a fast-scaling, digitally driven environment.
Key Responsibilities
- Support the implementation, enhancement, and ongoing maintenance of compliance frameworks across insurance, payments, consumer finance, GDPR, AML/CTF, and conduct risk.
- Monitor regulatory developments from the FCA and other relevant bodies, assessing business impact and supporting implementation of change.
- Conduct compliance monitoring reviews, thematic testing, control assessments, and risk reviews across key business areas.
- Support enterprise risk management activities including risk registers, incident management, and internal controls oversight.
- Assist with regulatory reporting, governance committee materials, and senior management MI.
- Support Fitness & Propriety / SMCR processes, onboarding governance, and annual certifications.
- Provide compliance input for new product launches, market expansion, third-party partnerships, and change initiatives.
Requirements
- Minimum 5 years’ experience in Compliance within fintech, payments, insurance, insurtech, e-money, banking, or other regulated financial services environments.
- Strong understanding of FCA regulations and experience interpreting regulatory requirements in a practical business context.
- Exposure to payments regulation, consumer duty, AML/financial crime, operational risk, or data privacy highly advantageous.
- Experience working in fast-paced, technology-led, or scaling businesses preferred.
- Confident communicator with the ability to engage and influence stakeholders across all levels of the business.