Internal Audit Manager – Compliance TestingLondon
A growing international banking organisation is seeking an experienced professional from an Internal Audit or Compliance Testing background to join its expanding London Compliance function as a Compliance Testing Manager. This is a new role that's an ideal next step for an Internal Auditor — the skill set transfers directly, and you'd have the opportunity to help build and enhance the Compliance Testing framework while working closely with an established international team.
Key Responsibilities- Execute compliance testing reviews across the business — similar in approach to internal audit fieldwork
- Assess compliance with regulatory requirements, policies, and controls
- Identify control gaps and areas for improvement
- Develop and maintain testing plans and methodologies
- Prepare testing reports, findings, and remediation actions
- Engage with senior stakeholders on testing outcomes and action plans
- Support regulatory reporting and governance committee updates
- Help develop and strengthen the London Compliance Testing capability
Requirements- 7+ years' experience within Internal Audit or Compliance Testing — auditors looking to move into Compliance are actively encouraged to apply
- Strong understanding of risk assessment methodologies; audit or testing framework experience both relevant
- Experience writing test/audit plans and detailed reports
- Ability to manage complex reviews independently, end to end
- Institutional or wholesale banking experience
- Knowledge of FCA regulations essential; PRA knowledge beneficial
- CIA, CPA, ACA, or similar qualification preferred
