Principle Consultant - Regulatory Compliance

Greater London | Consultancy , Financial Analyst
Consultant - Regulatory Compliance
London, United Kingdom (Hybrid working)

We are working with a high-growth consultancy expanding its Regulatory Compliance Advisory practice, seeking a Principle or Senior Consultant to join their London team.
This is a senior, client-facing role providing SME support on regulatory compliance, delivering advisory and oversight on complex engagements.

Key Responsibilities
  • Provide regulatory compliance advice to clients across retail banking and consumer credit sectors
  • Interpret and apply UK regulatory requirements (e.g. FCA rules, Consumer Duty, CONC, SYSC)
  • Support the design, review, and enhancement of compliance frameworks, policies, and procedures
  • Assist clients with regulatory change projects, including implementation and impact assessments
  • Support internal audit, remediation programmes, and skilled person reviews (where applicable)
  • Engage with client stakeholders at various levels, delivering clear and actionable recommendations
Key Skills & Experience
  • Experience in a compliance, risk, or regulatory advisory role within:
    • Retail banking, or
    • Consumer credit / lending 
  • Good understanding of UK regulatory frameworks, particularly FCA requirements
  • Familiarity with key topics such as Consumer Duty, conduct risk, and customer outcomes
  • Excellent communication and stakeholder management abilities
Register & Apply Login & Apply About Broadgate Search
Advertiser
Broadgate Search
Organisation
Broadgate Search
Reference
BH-123877
Contract Type
Greater London
Expiry Date
02/05/2026 16:44:00
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