Risk & Compliance Manager

Greater London | Financial Services , Investments
Risk and Compliance Manager – Investment Management & Wealth
Location: London (Hybrid working available)

Join a fast-growing Risk & Compliance Advisory team at a big 4 global consultancy. You'll work at the forefront of the Investment Management & Wealth sector, supporting major clients as they navigate regulatory change, operational risk, and compliance challenges. This is a unique opportunity to help shape industry-leading solutions while developing your own career in a flexible, collaborative environment.

Key Responsibilities:
  • Advise clients on risk and regulatory matters across the sector.
  • Analyse upcoming regulatory developments and assess impact on clients.
  • Design and implement effective risk and control frameworks.
  • Contribute to thought leadership, market propositions, and industry forums.
  • Support business development and help grow the practice.
Requirements:
  • Proven experience in risk, compliance, or regulatory advisory within Investment Management or Wealth/ Platform (consulting, in-house, or regulatory).
  • Strong understanding of UK and/or EU financial regulations relevant to investment firms, fund managers, or wealth managers.
  • Practical experience designing and implementing risk frameworks.
  • Excellent communication and stakeholder management skills.
  • Entrepreneurial mindset with a focus on delivering quality and creating value.
Register & Apply Login & Apply About Broadgate Search
Advertiser
Broadgate Search
Organisation
Broadgate Search
Reference
BH-118704-8
Contract Type
Greater London
Expiry Date
04/03/2026 11:32:00
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