Senior Compliance Advisory Manager

London | Banking , Compliance
Regulatory Compliance Advisory Manager
London

We are partnering with a high-growth consultancy expanding its Regulatory Compliance Advisory practice and seeking an experienced Regulatory Compliance Advisory Manager to join its London team.

This is a senior, client-facing opportunity for an established compliance professional looking to move into a dynamic advisory environment. You will provide subject matter expertise to clients, lead complex engagements, and support firms in navigating evolving UK regulatory expectations.

Key Responsibilities
  • Provide expert regulatory compliance advice to clients across retail banking and consumer credit sectors
  • Interpret and apply UK regulatory requirements including FCA Handbook, Consumer Duty, CONC, SYSC, and wider conduct standards
  • Lead the design, review, and enhancement of compliance frameworks, policies, controls, and governance arrangements
  • Support clients through remediation programmes, internal audit actions, and regulatory reviews
  • Build strong client relationships and act as a trusted advisor across multiple engagements
  • Support business development activity, proposals, and the continued growth of the advisory practice
  • Mentor junior team members where appropriate and contribute to internal capability building
Key Skills & Experience
  • Proven experience in a senior compliance, or regulatory advisory role within:
    • Retail Banking, and/or
    • Consumer Credit / Lending
  • Strong understanding of UK regulatory frameworks, particularly FCA requirements
  • Good knowledge of key topics including Consumer Duty, SMCR, conduct risk, governance, and customer outcomes
  • Experience delivering regulatory projects, advisory reviews, or framework enhancements
Register & Apply Login & Apply About Broadgate Search
Advertiser
Broadgate Search
Organisation
Broadgate Search
Reference
BH-123878
Contract Type
London
Expiry Date
16/05/2026 08:48:00
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